Loading Events

Upcoming Events › Compliance Report Workshop

Events Search and Views Navigation

  • No matching events listed under Compliance Report Workshop. Please try viewing the full calendar for a complete list of events.

Annual Self-Comply Workshop 2021

Presented by Craig Barends


Moonstone Compliance in conjunction with the Moonstone Business School of Excellence is excited to announce our popular annual self-comply workshop for 2021. The workshop is geared towards the changing “conduct” environment in the financial services sector and the outcomes thereof. This workshop is accredited for regulatory CPD purposes.

Focus Area

The financial services environment has changed dramatically, with a monumental shift from rules-based compliance to market conduct and outcomes-based regulation. We’ve already seen the first draft conduct standards and further developments flowing from the RDR process. The focus of this webinar is to enable attendees to understand the recent regulatory changes and also to provide a glimpse into the future and how the proposed changes could impact the way FSPs conduct business.

Who should attend

This webinar is aimed specifically at Financial Services Providers not required to appoint a compliance officer.


10:00 – 10:10 : Opening
10:10 – 10:25 : Conduct of Business Report (‘COBR’)
10:25 – 11:40 : General Code of Conduct (‘GCOC’) – high level overview
11:50 – 11:50 : Break
11:50 – 12:10 : Financial statements – submission via the FAIS e-portal
12:10 – 12:30 : Financial Sector Transformation Council (‘FSTC’)
12:30 – 12:35 : Financial Sector Regulation Act (‘FSRA’) – high level overview
12:35 – 13:00 : Conduct of Financial Institutions Bill (“COFI Bill’) – high level overview
13:00 – 13:10 : Questions


Moonstone Self-Comply clients:
Free of charge.
Please use your unique coupon code supplied

Other attendees:
R400 per person (excl VAT).


Webinar: 24 February 2021
Registration Closes: 12 February 2021
Payment Received by 14 February 2021.


10:00 am - 13:10 pm.

CPD Hours:

Three (3) CPD Hours.


Craig Barends.

How to Book:

Click on the Buy Now button for Standard Bookings below and follow the order process. Please refer to the order guide for detailed instructions. Please note: Registration Closes on the 12th of February, Payment to be Received by the 14th of February.


Moonstone Compliance
Surina Spangenberg
021 883 8000