Past Events › Regulatory Update.

Moonstone Compliance in conjunction with the Moonstone Business School of Excellence is excited to announce our popular annual regulatory update workshops - hosted as a webinar for 2020. As always, we will provide a jam-packed session filled with relevant information presented in an easily understandable manner by experts in their fields. These workshops will be accredited for regulatory CPD purposes.

The financial services environment has changed dramatically over the past 12 months with a monumental shift from rules-based compliance to market conduct and outcomes-based regulation. We’ve already seen the first draft conduct standards and further developments flowing from the RDR process. Our focus this year is to enable attendees to understand the recent regulatory changes and also to provide a glimpse into the future and how the proposed changes could impact on the way FSPs conduct business and their current business model and income streams.

The session will be of great value to all Key Individuals, Representatives, Compliance Officers and internal Legal Officers. Persons responsible for operations management, general risk management and marketing will also definitely benefit from attending.